Stephanie Korenman joined Stern Tannenbaum & Bell LLP in 2012. Ms. Korenman had previously been Executive Director and Senior Counsel of Morgan Stanley Smith Barney, a senior associate of the Financial Markets and Securities Litigation groups of Duane Morris, LLP and an associate of Singer Frumento LLP. Ms. Korenman began her career at Robinson Brog Leinwand Greene Genovese & Gluck P.C. as an associate in its corporate group.
Ms. Korenman is an accomplished broker-dealer compliance and regulatory attorney with extensive in-house and law firm experience handling litigations, arbitrations, SEC and/or FINRA regulatory investigations and enforcement proceedings. She regularly advises public companies and their executives, directors and affiliates regarding regulatory matters, corporate governance practices, SEC reporting and disclosure issues, enforcement matters, and securities transactions. She also counsels broker-dealers, investment advisers and hedge funds regarding registration, compliance, trading issues, litigation avoidance, disclosure policies and insider trading programs.
At Morgan Stanley, she was senior counsel for the Executive Financial Services Department, where she managed the legal, transactional and advisory services for financial advisors and their corporate executive clients holding restricted, control or concentrated stock positions. Ms. Korenman is a graduate of the Benjamin N. Cardozo School of Law and New York University.