FINRA Arbitration Statistics Through May 31 Evidence Continuing Decline of Promissory Note……

The Financial Institutions Regulatory Authority (FINRA) has made its arbitration statistics for the year 2021, through May 31, available on its website. Overall, FINRA experienced an intriguing 19% decline in the number of overall arbitrations commenced through May 31, 2021 versus May 31, 2020. In particular, customer/investor claims declined a modest 2%, while intra-industry arbitrations, which are traditionally securities industry employment disputes, declined a staggering 39%……

Read the complete story here.

Featured Arbitrators

ad
View all

Read these next

Category

Virtual v. In-Person Hearings in a COVID World and Beyond

Prior to the pandemic, virtual hearings for labor-management arbitration and mediation were rarely used. Since the start of the pandemic and with its acceleration, virtual platforms are now the dominant...

By Joshua Javits
Category

Arbitration Tips-N-Tools (TNT): Round 14

In this round of Arbitration Tips-N-Tools, Professor Amy Schmitz asks some of the leading arbitration practitioners about the biggest pitfalls of online arbitration (OArb), especially in a digital world and...

By Deborah Hylton, Marsha Ternus, Michael Pitton, Amy Schmitz
Category

UNCITRAL Publishes Expedited Arbitration Rules

This article first appeared on Arbitration Notes by Herbert Smith Freehills, here. In December 2020, we reported that the Working Group II of the United Nations Commission on International Trade Law’s (UNCITRAL)...

By Andrew Cannon, Elizabeth Kantor, Gerald Leong

Find an Arbitrator

X
X
X