The Financial Institutions Regulatory Authority (FINRA) has made its arbitration statistics for the year 2021, through May 31, available on its website. Overall, FINRA experienced an intriguing 19% decline in the number of overall arbitrations commenced through May 31, 2021 versus May 31, 2020. In particular, customer/investor claims declined a modest 2%, while intra-industry arbitrations, which are traditionally securities industry employment disputes, declined a staggering 39%……
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This article first appeared on the Securities Arbitration Alert (SAA) blog, here. Margin debt in February grew to $814 million, up dramatically from a year ago. What this portends for...
By George FriedmanAAAI Podcast Episode 1 with Bridget McCormack At Legalweek in New York, Bridget and Zach unveil the mission statement of their newly launched podcast and discuss why the AI revolution...
By Bridget McCormack, Zach AbramowitzThis article first appeared on Arbitration Notes by Herbert Smith Freehills, here. In December 2020, we reported that the Working Group II of the United Nations Commission on International Trade Law’s (UNCITRAL)...
By Andrew Cannon, Elizabeth Kantor, Gerald Leong
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