Last week, FINRA issued Regulatory Notice 21-16 cautioning member firms against attempting to limit customer claims through language in mandatory pre-dispute arbitration agreements. Rule 2628 prescribes disclosure requirements for arbitration clauses and generally prohibits provisions that contradict other FINRA Rules.
The Notice specifically cautions against several provisions that improperly limit customer claims:
Read the complete story here.
When the Apple II was released in 1977, it was among the first computers marketed and mass-produced for businesses and individuals alike. Apple would later adopt the slogan “The computer...
By Colin RuleIn this episode of The Arbitration Conversation, Amy interviews Prof. Catharine Titi of the University of Paris Center for Law and Economics on investment treaty arbitration and UNCITRAL Working Group...
By Catharine Titi, Amy SchmitzIn this episode of the Arbitration Conversation, Amy interviews Prof. Mohamed Abdel Wahab of the Cairo University Faculty of Law, about developments in arbitration in Cairo, Egypt, and across the...
By Mohamed S. Abdel Wahab, Amy Schmitz