While Financial Industry Regulatory Authority (FINRA) rules do not require member firms and customers to enter into arbitration agreements or otherwise preclude parties from litigating disputes through the state and federal court systems, FINRA issued and published Regulatory Notice 21-16 (the “Notice”) on April 21, 2021 to emphasize the applicable FINRA Rules when member firms choose to utilize mandatory pre-dispute arbitration agreements for customer and investor accounts.
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In this episode of the Arbitration Conversation, Amy interviews Peter Merrill, President, and CEO of Construction Dispute Resolution Services, a leading provider of arbitration and mediation services in the construction...
By Peter Merrill, Amy SchmitzIn a class action suit brought against Coinbase, a CryptoCurrency trading platform, its consumers asserted that their accounts were mishandled, resulting in substantial financial losses due to the alleged fraudulent...
By Damini MohanThis article first appeared on the Securities Arbitration Alert Blog, here. Houston area delivery drivers who generally did not cross state lines were not of the class of workers exempt...
By George Friedman
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