Tag: Arbitration Agreements

FINRA Issues Reg Notice on “Do’s and Don’ts” of PDAA Use in Customer Agreements author.

FINRA Issues Reg Notice on “Do’s and Don’ts” of PDAA Use in Customer Agreements

This article first appeared on the Securites Arbitration Alert (SAA) Blog here. FINRA has issued a Regulatory Notice reminding industry...

By George Friedman
They’re Baaaack! Democrats Reintroduce Anti-PDAA Bills author.

They’re Baaaack! Democrats Reintroduce Anti-PDAA Bills

This aritcle first appeared on the Securities Arbitration Alert (SAA) Blog, here. As we confidently predicted, the Democrats have reintroduced...

By George Friedman

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