Tag: In-person hearings

Prehearing Issues Raised by Virtual Hearings of FINRA Arbitrations author.

Prehearing Issues Raised by Virtual Hearings of FINRA Arbitrations

The Financial Industry Regulatory Authority (FINRA) has made significant changes to the arbitration process in response to the COVID-19 pandemic....

By Joel Everest, Josh Jones
FINRA DRS Postpones In-Person Hearings through Beginning of April author.

FINRA DRS Postpones In-Person Hearings through Beginning of April

This article was first published on the Securities Arbitration Alert (SAA),here. FINRA’s Office of Dispute Resolution Services (“DRS”) has again...

By George Friedman

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