Tag: Online Hearings

Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded author.

Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded

This article first appeared on Securities Arbitration Alert (SAA), here. The arbitration underlying a suit challenging a FINRA Panel’s authority to...

By George Friedman
Arbitration Conversation No. 57: Independent Arbitrator Julie G. Hopkins from Calgary, Canada author.

Arbitration Conversation No. 57: Independent Arbitrator Julie G. Hopkins from Calgary, Canada

In this episode of the Arbitration Conversation Amy interviews Independent Arbitrator Julie G. Hopkins from Calgary, Canada. Julie has decided...

By Julie Hopkins, Amy Schmitz

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