Tag: SEC

FINRA Posts Dispute Resolution Stats Through February: A Decent Month After a Rough Start to the Year author.

FINRA Posts Dispute Resolution Stats Through February: A Decent Month After a Rough Start to the Year

This article first appeared on the Securities Arbitration Alert (SAA) Blog, here. FINRA Dispute Resolution Services (“DRS”) posted case statistics through February...

By George Friedman
A Look At AAA’s Special Pro Se Case Administration Unit author.

A Look At AAA’s Special Pro Se Case Administration Unit

This article first appeared on the Securities Arbitration Alert (SAA) Blog, here. The American Arbitration Association (“AAA” or “Association”) in...

By George Friedman
FINRA DRS Postpones In-Person Hearings through April. Are Virtual Hearings Driving Down Customer Recoveries? These Researchers Say “Yes” author.

FINRA DRS Postpones In-Person Hearings through April. Are Virtual Hearings Driving Down Customer Recoveries? These Researchers Say “Yes”

This article first appeared on the Securities Arbitration Alert ('SAA') blog, here. FINRA’s Office of Dispute Resolution Services (“DRS”) has...

By George Friedman
The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds author.

The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds

This article first appeared on the Securities Arbitration Alert (SAA) blog, here. At long last the 2020 elections are behind...

By George Friedman

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