Tag: Securities Arbitration

Just Like Thanksgiving and Black Friday: Five Truisms about Arbitration — That Aren’t True author.

Just Like Thanksgiving and Black Friday: Five Truisms about Arbitration — That Aren’t True

This article first appeared on Securities Arbitration Alert, here. Years ago I penned a blog post on Thanksgiving and arbitration....

By George Friedman
Tales from the Arbitration Crypt author.

Tales from the Arbitration Crypt

This article first appeared on the Securities Arbitration Alert Blog, here. With Halloween behind us, I thought it might be...

By George Friedman
Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded author.

Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded

This article first appeared on Securities Arbitration Alert (SAA), here. The arbitration underlying a suit challenging a FINRA Panel’s authority to...

By George Friedman
COVID-19’s Continued Impact on ADR Providers: The Key Institutions Update Us on Plans for the Future author.

COVID-19’s Continued Impact on ADR Providers: The Key Institutions Update Us on Plans for the Future

This article first appeared on the Securities Arbitration Alert (SAA) Blog here. The COVID-19 pandemic hit all Americans in many...

By George Friedman
Margin Debt Hits An All-time High of $814 Million. Any Arbitration Implications? author.

Margin Debt Hits An All-time High of $814 Million. Any Arbitration Implications?

This article first appeared on the Securities Arbitration Alert (SAA) blog, here. Margin debt in February grew to $814 million,...

By George Friedman
GAO Report Says Arbitration Has Impacted Servicemember Rights, But to what Extent is Unclear author.

GAO Report Says Arbitration Has Impacted Servicemember Rights, But to what Extent is Unclear

This article first appeared on the Securities Arbitration Alert Blog, here. The Government Accountability Office (“GAO”) has released a Report...

By George Friedman
Prehearing Issues Raised by Virtual Hearings of FINRA Arbitrations author.

Prehearing Issues Raised by Virtual Hearings of FINRA Arbitrations

The Financial Industry Regulatory Authority (FINRA) has made significant changes to the arbitration process in response to the COVID-19 pandemic....

By Joel Everest, Josh Jones
FINRA Posts Dispute Resolution Stats Through February: A Decent Month After a Rough Start to the Year author.

FINRA Posts Dispute Resolution Stats Through February: A Decent Month After a Rough Start to the Year

This article first appeared on the Securities Arbitration Alert (SAA) Blog, here. FINRA Dispute Resolution Services (“DRS”) posted case statistics through February...

By George Friedman
The Presidents and Arbitration: From Washington to Biden: An Update author.

The Presidents and Arbitration: From Washington to Biden: An Update

This article first appeared on Securities Arbitration Alert (SAA) blog, here. I’m again updating my 2016 blog post on the...

By George Friedman
FINRA DRS Postpones In-Person Hearings through April. Are Virtual Hearings Driving Down Customer Recoveries? These Researchers Say “Yes” author.

FINRA DRS Postpones In-Person Hearings through April. Are Virtual Hearings Driving Down Customer Recoveries? These Researchers Say “Yes”

This article first appeared on the Securities Arbitration Alert ('SAA') blog, here. FINRA’s Office of Dispute Resolution Services (“DRS”) has...

By George Friedman
FINRA Year-end Stats 2020: Average in Some Respects; in Other Ways, a Most Uncommon, Even Unique, Year author.

FINRA Year-end Stats 2020: Average in Some Respects; in Other Ways, a Most Uncommon, Even Unique, Year

This article first appeared on the Securities Arbitration Alert (SAA) blog, here. This review of the latest FINRA dispute resolution...

By George Friedman
The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds author.

The Elections are (Finally!) Over: What’s in Store for the Arbitration and the Financial Services Worlds

This article first appeared on the Securities Arbitration Alert (SAA) blog, here. At long last the 2020 elections are behind...

By George Friedman
CFPB Consumer Financial Taskforce Issues Report: Hardly a Word About Arbitration author.

CFPB Consumer Financial Taskforce Issues Report: Hardly a Word About Arbitration

This article first appeared on the Securities Arbitration Alert (SAA) blog, here. A CFPB taskforce on consumer financial law issued...

By George Friedman
Whatever Happened to Monster Energy on Remand to JAMS? author.

Whatever Happened to Monster Energy on Remand to JAMS?

This article first appeared in the Securities Arbitration Alert (SAA) Blog, here. A party is challenging JAMS’ neutrality as an...

By George Friedman
Arbitration Conversation No. 41: George Friedman, Editor-in-Chief of Securities Arbitration Alert author.

Arbitration Conversation No. 41: George Friedman, Editor-in-Chief of Securities Arbitration Alert

In this episode of the Arbitration Conversation Amy interviews George H. Friedman, publisher and Editor-in-Chief of the Securities Arbitration Alert...

By George Friedman, Amy Schmitz

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