Tag: Zoom

Arbitration Tips-N-Tools (TNT): Round 14 author.

Arbitration Tips-N-Tools (TNT): Round 14

In this round of Arbitration Tips-N-Tools, Professor Amy Schmitz asks some of the leading arbitration practitioners about the biggest pitfalls...

By Deborah Hylton, Marsha Ternus, Michael Pitton, Amy Schmitz
Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded author.

Remember the FINRA Case Where the Broker Challenged a Zoom Hearing Ordered Over His Objection? It’s Been Awarded

This article first appeared on Securities Arbitration Alert (SAA), here. The arbitration underlying a suit challenging a FINRA Panel’s authority to...

By George Friedman

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